Licensing

Our financial advisors must obtain proper licenses in order to assist you in your state.

Investments

We have financial advisors licensed to provide investment management services in the following jurisdictions: AL, AK, AZ, AR, CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VI, WA, WV, WI, WY

We can neither communicate with nor respond to requests from prospective clients who reside in jurisdictions where we are not licensed to conduct insurance and/or securities business.

Risk Management

We have financial advisors licensed to implement risk management products in the following jurisdictions: AL, AK, AZ, CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VI, WA, WV, WI, WY

California

Jacklin Bahramy, domiciled in CA, California Insurance License #0B66024

Linda (Weiping) Chen, domiciled in CA, California Insurance License #0G02758

Matt Collins, domiciled in CA, California Insurance License #0H10281

Michael Di Rocco, domiciled in CA, California Insurance License #2125026

Peter Green, domiciled in CA, California Insurance License #0E07757

Bill Hamelin, domiciled in CA, California Insurance License #0K34854

Dennis Hou, domiciled in CA, California Insurance License #0G97959

Michael McKnight, domiciled in CA, California Insurance License #0G34117

Erica Pu, domiciled in CA, CA Insurance License #0F36901

Paul Salerno, domiciled in CA, California Insurance License #0D71613

Nevada

Emily Pendleton, domiciled in NV, California Insurance License #0E29177

Utah

Hunter Hall, domiciled in UT, California Insurance License #4366851

Cade Roemmich, domiciled in UT, California Insurance License #4405736